Institutional Review Board
The Institutional Review Board (IRB) at Regent University is a multi-disciplinary, cross-departmental committee constituted in accordance with the federal mandate (45 CFR 46.107). The IRB’s primary objective, as mandated by the Revised Common Rule, is to review, assess, and oversee research involving human subjects. This review ensures that every research activity aligns with established federal standards, safeguarding participants from potential harm while also ensuring their informed consent and preserving their dignity.
Primary Functions
- Review of Potential Risks. The IRB is dedicated to critically evaluating the potential risks associated with proposed studies.
- Research Design Consideration. The IRB offers feedback on design, especially when it directly impacts participant risks and benefits or unnecessarily exposes them to such risks.
- Protection and Assurance. Approval from the IRB signifies that if conducted as per the approved protocol, the research upholds the dignity, rights, and welfare of its participants.
Exempt Review
Research involving minimal risk with a low potential for harm or distress to the participants, such as educational practices, or anonymous surveys, or observational studies that are non-invasive require only an exempt review. Research activities involving human subjects that fall within the specified categories (see below) in 45 CFR 46.104(d) must comply with ethical standards but are exempt from full IRB review.
The Final Rule provides eight exempt research categories, but Regent IRB only approves six of them outlined in 45 CFR 46.104(d)(1-6). Please review the Research Handbook for more information about exempt reviews.
Expedited Review
Research projects that involve minimal risk to participants but do not qualify for an exempt review due primarily to non-anonymous confidential data collection (e.g., surveys, interviews with voice, video, or digital records) must undergo an expedited review. These studies involve procedures that are clearly listed in the federal guidelines for expedited review categories (45 CFR 46.110 and 21 CFR 56.110). Expedited reviews allow for a more streamlined approval process while still maintaining a focus on the safety and welfare of the participants. Expedited application IRB approvals generally do not come with an expiration date.
Full Board Review
Research projects characterized by higher than minimal risk that do not qualify for exempt or expedited reviews are subject to a full board review. The full review involves an in-depth analysis of potential risks and benefits, with a focus on safeguarding the rights and well-being of participants. Projects in this category often involve sensitive topics, vulnerable populations, complex interventions, or potential for significant risk, and require a full board evaluation and a multi-layered approach to risk management.
Steps to follow to submit a project to the Regent IRB for review and approval
i. Review the Research Handbook and formulate your research proposal according to its guidelines and suggestions. For Regent doctoral students, this process typically involves completing the dissertation proposal defense first.
ii. Undertake or update your training in human ethics via the CITI Certification process. Complete other types of certifications that may be required as part of the submission process.
i. Determine the type of application relevant to your research: exempt, expedited, or full board review (see above or review the Research Handbook).
ii. All Regent research investigators MUST have a Cayuse account.
for faculty only
To register for a new Regent University faculty account on the Cayuse platform email your request to 1) the Office of Research and Sponsored Programs, orsp@regent.edu, and 2) the IRB Office, irb@regent.edu. In your email include:
- Faculty Name
- Regent Employee ID
- Regent Email Address
- College/School
- Department
Once the account is set up, go to or click https://regent.app.cayuse.com/ and login using your Regent IRB Cayuse username and password (note: the single sign-on feature will automatically take you to Cayuse)
For Students Only
If your project (research/dissertation) meets the criteria for IRB review your Regent faculty sponsor must send an email to the three offices listed below so your Cayuse account can be created. 1) the Office of Research and Sponsored Programs, orsp@regent.edu, 2) the IRB Office, irb@regent.edu, and 3) the Dean of your respective College or School. If a dissertation, include evidence that the doctoral proposal defense has been completed.
In order to create a Student Account, the following is needed for each student:
- Student Name
- Regent Student ID
- Student Regent Email Address (note if student also has a Regent employee email)
- College/School
- Department
Once the account is set up, go to or click https://regent.app.cayuse.com/ and login using your Regent IRB Cayuse username and password (note: the single sign-on feature will automatically take you to Cayuse).
iii. Login to the Cayuse IRB portal and follow the steps in the video below to create a submission.
Note:
- Incomplete, incorrect, or improperly formatted applications will be returned to the Principal Investigator for re-submission.
- Applications are accepted exclusively via the Cayuse Regent Portal.
- Reviews take approximately 4-10 weeks depending upon the degree of risk to participants in the study. Also, please be aware that the IRB may not be operational during certain University holidays.
After the review, one of the following will be communicated to the researcher:
i. The research is approved as submitted.
ii. The research requires modifications for approval, overseen by the IRB Chair or a designated representative.
iii. Significant revisions are needed. In such cases, the applicant will be asked to amend and resubmit. The revised application will be reviewed by the original panel or the full board, as determined by the IRB.
iv. The research is not approved. You have the option to petition this decision. You can do so by writing a formal letter to the IRB at irb@regent.edu, noting your request for a re-consideration. At the discretion of the IRB chair, you may present your appeal either in writing or in person to the board. An appeal of the disapproved project must be deliberated upon at a subsequent full board meeting.
The Regent IRB includes a mix of core faculty members and non-faculty members.
Dr. Daniel Hitchcock
IRB Chair
Dr. Brian Moore
IRB Analyst
Extensive information about the IRB, research proposal expectations, and submission and review processes can be found in the Research Handbook.
The following FAQs provide clear and concise answers to common questions about the IRB and research process. If you have additional questions or need further assistance, please contact the IRB office directly: irb@regent.edu.
The Institutional Review Board (IRB) ensures the protection of the rights, welfare, and privacy of human subjects involved in research. It reviews, assesses, and oversees research to ensure compliance with ethical standards.
Anyone conducting research involving human subjects at Regent University must apply for IRB approval. This includes faculty, students, and external researchers affiliated with the university.
Research projects that are (1) part of normal, typical coursework, and (2) not intended for dissemination (e.g., publication) are generally not required to undergo human subjects review even if human subjects are involved. Additionally, surveys or other data collection efforts for the purpose of program or institutional improvement (e.g., Student Evaluations of Teaching) and are not intended for dissemination are generally not required to undergo review.
Regardless, all research conducted at Regent University must follow ethical guidelines for the protection of human subjects. To that end, all researchers employing human subjects for any purpose must complete the CITI (Collaborative Institutional Training Initiative) training course whether or not their research needs IRB approval.
Human subjects data collected in non-IRB research may not be used in future publications or presentations. There will be no ex post facto approval of such activities to legitimize turning these studies into approved human research.
Research involving human subjects, vulnerable populations, or identifiable private information typically requires IRB approval. Specific activities like surveys, interviews, and clinical trials fall under this category.
When we speak of a human subject we mean “a living individual about whom an investigator (whether professional or student) when conducting research obtains (1) data through intervention or interaction with the individual, or (2) identifiable private information (see Code of Federal Regulations 45 CFR 46.102(f)).
Research can be defined as “a systematic investigation, including research development, testing and evaluation, designed to develop or contribute to generalizable knowledge.” (see Code of Federal Regulations at 45 CFR 46.102(d)).
Research proposals can be submitted online through the IRB’s Cayuse submission portal. Ensure your submission includes all required documents, such as the research proposal, informed consent forms, and any supplementary materials. Make sure to follow these steps in preparation for submission your proposal.
There are three types of IRB review: Exempt Review, Expedited Review, and Full Board Review. The type of review depends on the nature and risk level of the research.
Exempt Review applies to research involving minimal risk with a low potential for harm or distress to the participants and is typically anonymous research, such as educational practices, anonymous, or observational studies that are non-invasive. Even exempt research must comply with ethical standards, but it does not require full board approval.
Anonymous research is research that can never be traced back to a participant (e.g., a number on a questionnaire), not even by the researcher. Confidential research is research in which names and information are only known to researcher, and not revealed to anyone else.
Expedited Review is for research involving minimal risk but does not qualify for exemption due primarily to non-anonymous confidential data collection (e.g., surveys, interviews with voice, video, or digital records). This may also include studies with minor changes to previously approved research.
Full Board Review is required for research involving more than minimal risk to participants. This includes studies with vulnerable populations (e.g., minors, pregnant women, prisoners, cognitively impaired) or research involving sensitive topics.
The review process timeline varies based on the stage and type of review (which can take up to 4-10 weeks). Exempt and Expedited Reviews typically take a few weeks (2 – 4 weeks), while Full Board Reviews may take longer (4-10 weeks), depending on the complexity of the research.
Informed consent is the process of providing potential research participants with all necessary information about the study, including its purpose, procedures, risks, and benefits, ensuring they voluntarily agree to participate.
Your informed consent document should be clear and concise, using language understandable to the participants. It must include the purpose of the study, procedures, risks, benefits, and the participant’s right to withdraw at any time. You can download an Informed Consent Form template under the Resources page on the IRB homepage.
In certain circumstances, the IRB may waive the requirement for informed consent or the documentation of consent. This is typically considered when the research involves minimal risk and obtaining consent is impractical.
You will receive an initial email letter from the IRB office responding to your application being submitted, and you must wait for a second email letter of approval from the IRB office before beginning any research.
Any modifications to the research protocol must be submitted via Cayuse to the IRB for review and approval before implementation. This ensures continued compliance with ethical standards.
Report any adverse events or unanticipated problems to the IRB immediately (irb@regent.edu) and submit an incident report via Cayuse. Provide a detailed description of the incident and any steps taken to address it.
All researchers must complete mandatory training on human subjects protection, from the Collaborative Institutional Training Initiative (CITI) program, to demonstrate understanding and adherence to ethical research practices.
Researchers must disclose any potential conflicts of interest to the IRB. If a conflict is identified, the researcher may need to recuse themselves from the study or take steps to mitigate the conflict.
Researchers must maintain thorough records and documentation of all research activities, including informed consent forms, data collection, and correspondence with the IRB. These records must be kept for a specified period, typically three years after the study’s completion.
The IRB investigates allegations of research misconduct, which includes fabrication, falsification, and plagiarism. If misconduct is confirmed, appropriate actions, including potential disciplinary measures, will be taken.
Yes, collaborations with external entities are permitted, but they must comply with all IRB and institutional policies. An inter-institutional agreement may be required to outline the responsibilities of each party.
The IRB provides various resources, including templates, checklists, additional readings and videos, to assist researchers in preparing their submissions and conducting ethical research.
This is normal, you need to continue your login by going to the drop-down menu that says Products and select Human Ethics, then you should see your personalized dashboard with a tab to start a New Study.
The best file format for uploading any documents that are part of the research proposal submission is the PDF format – please convert all documents to PDFs which will allow the IRB office to “stamp” your document as approved for your use.
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Contact Information
For inquiries or assistance, please contact the IRB at irb@regent.edu.